Corporate Governance and Regulatory Compliance


Faruqi & Faruqi, LLP, monitors and reviews federal securities laws, state laws governing business corporations and SEC rules and regulations, including any changes thereto, to ensure that corporations are in compliance with all applicable rules and regulations. Due to the ever-changing legal landscape governing corporate entities, it is imperative that companies are informed about potential compliance issues as soon as possible so that management can take action to resolve the issues and avoid incurring potential fines and/or other relief from various governmental agencies.

As such, it is often necessary for shareholders to inform companies about compliance issues to ensure that management continues to fulfill their fiduciary duties to shareholders and the company.
By monitoring the legal landscape governing corporate entities, the firm is successful in representing shareholders in making pre-suit demands as well as bringing lawsuits against companies and/or directors and officers for failing to comply with applicable laws. These initiatives on behalf of shareholders prevent corporations being subject to significant fines and liability under both federal and state laws.

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FibroGen, Inc. (FGEN)

FIBROGEN INVESTOR ALERT Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $50,000 In FibroGen To Contact ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Vroom, Inc. (VRM)

VROOM DEADLINE ALERT Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $50,000 In Vroom, Inc. To Contact ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Danimer Scientific Inc. (DNMR)

DANIMER SCIENTIFIC INVESTOR ALERT Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $50,000 In Danimer ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Range Resources Corporation (RRC)

RANGE RESOURCES DEADLINE ALERT Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $50,000 In Range Resources ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Varian Medical Systems, Inc. (VAR)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Northern District of California, ...

Attorneys involved with this matter James M. Wilson, Jr.

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Jernigan Capital, Inc. (JCAP)

Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Southern District of New York, Case No. 1:20-cv-07160 ...

Attorneys involved with this matter James M. Wilson, Jr.

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Maxim Integrated Products, Inc. (MXIM)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Southern District of New ...

Attorneys involved with this matter James M. Wilson, Jr.

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Noble Energy, Inc. (NBL)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Southern District of New ...

Attorneys involved with this matter James M. Wilson, Jr.

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FARUQI & FARUQI, LLP, APPOINTED SOLE LEAD COUNSEL TO LEAD TEVA PHARMACEUTICALS SECURITIES LITIGATION

On March 26, 2021, United States District Court Judge Karen Spencer Marston of the United States District Court for the Eastern District of Pennsylvania ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Faruqi & Faruqi, LLP Announces Final Approval of a $2 Million Settlement in Sterrett v. Sonim Techs., Inc.

Faruqi & Faruqi, LLP is pleased to announce that the Court has granted final approval of the settlement in Sterrett v. Sonim Techs., Inc., et al., No. ...

Attorneys involved with this matter Katherine M. Lenahan

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FARUQI TEAM MEMBER CAROLYN MCGUIGAN WINS PRESTIGIOUS NATIONAL TRIAL COMPETITION

We would like to congratulate Faruqi & Faruqi legal intern, and future Associate, Carolyn McGuigan on winning the Region 6 championship of the National ...

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Class Certification Again Upheld in Suboxone

In a January opinion, Judge Mitchell S. Goldberg of the United States District Court for the Eastern District of Pennsylvania roundly rejected yet another ...

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Bristol-Myers Squibb to Pay $75 Million to Settle False Claims Act Case Litigated by Faruqi & Faruqi on Behalf of Industry Whistleblower

On April 1, the Department of Justice announced that pharmaceutical manufacturer Bristol-Myers Squibb ("BMS") would pay $75 million "to resolve allegations ...

Attorneys involved with this matter Adam Steinfeld

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The Goldman Sachs Case Could Break In A Number of Different Directions

On Monday the Supreme Court heard oral argument in the long-running securities class action filed in 2010 against Goldman Sachs. The case stems from a ...

Attorneys involved with this matter Robert W. Killorin

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Shkreli, Vyera Withdraw Jury Demands in FTC Suit, as States Agree to Forego Civil Penalties/Forfeitures

In a recently filed joint stipulation, Vyera Pharmaceuticals, its former CEO, Martin Shkreli, and other defendants agreed to withdraw their demands for ...

Attorneys involved with this matter Kristyn Fields

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U.S. SUPREME COURT LIMITS REACH OF TCPA

The Telephone Consumer Protection Act of 1991 ("TCPA") was passed by Congress to restrict unsolicited telemarketing communications sent by businesses to ...

Attorneys involved with this matter Joshua Nassir

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Finding us

Our Offices


Our offices are nationwide. If you have any questions about a case or our firm, please contact us.

New York

685 Third Avenue 26th Floor
New York, New York 10017
(212) 983-9330
(877) 247-4292
(212) 983-9331

California

10866 Wilshire Boulevard Suite 1470
Los Angeles, California 90024
(424) 256-2884
(424) 256-2885

Delaware

3828 Kennett Pike Suite 201
Wilmington, Delaware 19807
(302) 482-3182
(302) 482-3612

Georgia

3975 Roswell Rd Suite A
Atlanta, Georgia 30342
(404) 847-0617
(404) 506-9534

Pennsylvania

1617 JFK Boulevard, Suite 1550
Philadelphia, Pennsylvania 19103
(215) 277-5770
(215) 277-5771

Faruqi & Faruqi office in New York, New York

Faruqi & Faruqi office in Los Angeles, California

Faruqi & Faruqi office in Wilmington, Delaware

Faruqi & Faruqi office in Atlanta, Georgia

Faruqi & Faruqi office in Philadelphia, Pennsylvania