Corporate Governance and Regulatory Compliance


Faruqi & Faruqi, LLP, monitors and reviews federal securities laws, state laws governing business corporations and SEC rules and regulations, including any changes thereto, to ensure that corporations are in compliance with all applicable rules and regulations. Due to the ever-changing legal landscape governing corporate entities, it is imperative that companies are informed about potential compliance issues as soon as possible so that management can take action to resolve the issues and avoid incurring potential fines and/or other relief from various governmental agencies.

As such, it is often necessary for shareholders to inform companies about compliance issues to ensure that management continues to fulfill their fiduciary duties to shareholders and the company.
By monitoring the legal landscape governing corporate entities, the firm is successful in representing shareholders in making pre-suit demands as well as bringing lawsuits against companies and/or directors and officers for failing to comply with applicable laws. These initiatives on behalf of shareholders prevent corporations being subject to significant fines and liability under both federal and state laws.

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Alfi, Inc.

Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $100,000 In Alfi To Contact Him Directly To Discuss ...

Attorneys involved with this matter Robert W. Killorin, Dylan B. Weeks

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Citrix Systems, Inc.

Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $50,000 In Citrix To Contact Him Directly To Discuss ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Zillow Group, Inc.

Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $100,000 In Zillow To Contact Him Directly To Discuss ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Lightspeed Commerce Inc.

Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $50,000 In Lightspeed To Contact Him Directly To Discuss ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Halman Aldubi Provident and Pension Funds Ltd. v. Teva Pharmaceutical Industries Limited et al, No. 20-cv-04660

In the Teva Pharmaceutical Industries securities case, Faruqi & Faruqi, LLP was appointed sole lead counsel. The lawsuit focuses on whether the Company ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Varian Medical Systems, Inc. (VAR)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Northern District of California, ...

Attorneys involved with this matter James M. Wilson, Jr.

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Jernigan Capital, Inc. (JCAP)

Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Southern District of New York, Case No. 1:20-cv-07160 ...

Attorneys involved with this matter James M. Wilson, Jr.

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Maxim Integrated Products, Inc. (MXIM)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Southern District of New ...

Attorneys involved with this matter James M. Wilson, Jr.

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Faruqi & Faruqi Reaches Deal Valued at Over $20M to Settle Claims Against Godiva

On October 12, 2021, plaintiffs filed a motion for preliminary approval of a class action settlement reached with defendant Godiva Chocolatier Inc. ("Godiva"). ...

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Faruqi & Faruqi LLP Attorneys Recognized as Super Lawyers for 2021

Faruqi & Faruqi, LLP is pleased to announce that 10 of our attorneys have been recognized by Super Lawyers, a Thomson Reuters business, as top rated attorneys ...

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You May Be Eligible To Receive Cash Payment In Saks Settlement

You Could Be Eligible to Receive Payment from a Class Action Settlement if you used a credit, debit or other payment card at a Saks, Saks OFF 5TH, or Lord ...

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Faruqi & Faruqi Defeats Motion to Dismiss Against the Makers of the Guerrero Brand Tortillas

In an opinion handed down on August 18, 2021, Judge Fitzgerald of the Central District of California denied Defendant Gruma Corporation's motion to dismiss ...

Attorneys involved with this matter Ben Heikali, Timothy J. Peter

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District Court in Connecticut weighs in on whether certain types of cryptocurrency are considered securities

Recently, the U.S. District Court for the District of Connecticut held trial for a case, Audet v. Fraser, that helped define when an asset is or is not ...

Attorneys involved with this matter Cristina M. Paneque

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Understanding Interference and Retaliation Claims under the Family Medical Leave Act

At some point, you or a family member may suffer from an illness that requires you to take time off from work. Understandably, you may be concerned about ...

Attorneys involved with this matter Taylor Crabill

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Cryptocurrencies Accounted For 93% Of All The Assets Seized By The IRS’s Criminal Investigation Unit In 2021

According to its Criminal Investigation Annual Report for 2021, the Internal Revenue Service ("IRS") seized $3.5 billion worth of cryptocurrencies in fiscal ...

Attorneys involved with this matter Katherine M. Lenahan

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SEC Mandates Use of Universal Proxy Cards in Contested Director Elections

On November 17, 2021, the Securities and Exchange Commission ("SEC") voted to amend the federal proxy rules to mandate the use of universal proxy cards ...

Attorneys involved with this matter Christopher M. Lash

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Finding us

Our Offices


Our offices are nationwide. If you have any questions about a case or our firm, please contact us.

New York

685 Third Avenue 26th Floor
New York, New York 10017
(212) 983-9330
(877) 247-4292
(212) 983-9331

California

10866 Wilshire Boulevard Suite 1470
Los Angeles, California 90024
(424) 256-2884
(424) 256-2885

Georgia

3975 Roswell Rd Suite A
Atlanta, Georgia 30342
(404) 847-0617
(404) 506-9534

Pennsylvania

1617 JFK Boulevard, Suite 1550
Philadelphia, Pennsylvania 19103
(215) 277-5770
(215) 277-5771

Faruqi & Faruqi office in New York, New York

Faruqi & Faruqi office in Los Angeles, California

Faruqi & Faruqi office in Atlanta, Georgia

Faruqi & Faruqi office in Philadelphia, Pennsylvania