Corporate Governance and Regulatory Compliance


Faruqi & Faruqi, LLP, monitors and reviews federal securities laws, state laws governing business corporations and SEC rules and regulations, including any changes thereto, to ensure that corporations are in compliance with all applicable rules and regulations. Due to the ever-changing legal landscape governing corporate entities, it is imperative that companies are informed about potential compliance issues as soon as possible so that management can take action to resolve the issues and avoid incurring potential fines and/or other relief from various governmental agencies.

As such, it is often necessary for shareholders to inform companies about compliance issues to ensure that management continues to fulfill their fiduciary duties to shareholders and the company.
By monitoring the legal landscape governing corporate entities, the firm is successful in representing shareholders in making pre-suit demands as well as bringing lawsuits against companies and/or directors and officers for failing to comply with applicable laws. These initiatives on behalf of shareholders prevent corporations being subject to significant fines and liability under both federal and state laws.

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Spectrum Pharmaceuticals, Inc.

Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $100,000 In Spectrum To Contact Him Directly To Discuss ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Welltower Inc.

Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $50,000 In Welltower To Contact Him Directly To Discuss ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Bioventus Inc.

Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $50,000 In Bioventus To Contact Him Directly To Discuss ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Provident Bancorp, Inc.

Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $50,000 In Provident Bancorp To Contact Him Directly ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Halman Aldubi Provident and Pension Funds Ltd. v. Teva Pharmaceutical Industries Limited et al, No. 20-cv-04660

In the Teva Pharmaceutical Industries securities case, Faruqi & Faruqi, LLP was appointed sole lead counsel. The lawsuit focuses on whether the Company ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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In re Bystolic Antitrust Litig., No. 20-cv-05735 (S.D.N.Y)

In the Bystolic case, Faruqi & Faruqi represents a proposed class of direct purchasers of Forest Laboratories' (now AbbVie) blood pressure drug, Bystolic. ...

Attorneys involved with this matter Joseph T. Lukens, Peter Kohn

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In re EpiPen Direct Purchaser Litig., No. 20-cv-0827 (D. Minn.)

In the EpiPen case, Faruqi & Faruqi represents a pharmaceutical wholesaler and a proposed class of direct purchasers of Mylan's EpiPen, an epinephrine ...

Attorneys involved with this matter Joseph T. Lukens, Peter Kohn

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Luxury Retail Employees “No-Poach” Antitrust Litigation

Faruqi & Faruqi, LLP and The Joseph Saveri Law Firm have filed an antitrust class action complaint in the Federal Court of the Eastern District of New ...

Attorneys involved with this matter Innessa M. Huot

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Taylor Crabill of Faruqi & Faruqi, LLP provides a Law360 Expert Analysis on "3rd Circ. Ruling Shows FLSA's Broad Retaliation Protections"

Taylor Crabill of Faruqi & Faruqi, LLP provides a Law360 Expert Analysis on "3rd Circ. Ruling Shows FLSA's Broad Retaliation Protections" You can read ...

Attorneys involved with this matter Taylor J. Crabill

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Faruqi & Faruqi LLP Attorneys Recognized as Super Lawyers for 2022

Faruqi & Faruqi, LLP is pleased to announce that 10 of our attorneys have been recognized by SuperLawyers, a Thomson Reuters business, as top-rated attorneys ...

Attorneys involved with this matter Alex Hartzband, David Calvello, Innessa M. Huot, Megan Remmel, Joseph T. Lukens, Peter Kohn, Nadeem Faruqi, Taylor J. Crabill, Dylan B. Weeks

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FARUQI & FARUQI, LLP, APPOINTED SOLE LEAD COUNSEL TO LEAD REVANCE THERAPEUTICS, INC. SECURITIES LITIGATION

On September 7, 2022, United States District Court Judge Edward J. Davila of the United States District Court for the Northern District of California appointed ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Plaintiffs Defeat Summary Judgment in Suboxone Antitrust Case, Hop Closer to Trial

On August 22, 2022, Judge Goldberg denied Reckitt's (currently known as Indivior, Inc.) motion for summary judgment against a certified Class of direct ...

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Private Messaging Costs Big Banks almost $2 Billion in Penalties

Several Wall Street banks were financially penalized earlier this month for the use of private messaging and encrypted chats by their employees. The U.S. ...

Attorneys involved with this matter Cristina M. Paneque

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The Rise in Age Discrimination Law Suits in America

The Age Discrimination in Employment Act (ADEA) prohibits employment discrimination against individuals 40 years or older. To prove age discrimination, ...

Attorneys involved with this matter Annabel Stanley

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Despite Relatively Few Employment Law Cases on the Docket, the U.S. Supreme Court’s Upcoming Term Could Have Major Implications in the Workplace

In recent years, the U.S. Supreme Court's docket has seemingly been jam-packed with employment law cases of massive consequence each and every term. The ...

Attorneys involved with this matter Alex Hartzband

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Boeing and Former CEO Settle with SEC for $201 Million Over Charges of Misleading Investors about Safety of 737 MAX Aircraft that Killed 346 People

Last month, the Securities and Exchange Commission ("SEC") issued a Cease-and-Desist Order against Boeing Co. (NYSE: BA) and its former CEO, Dennis A. ...

Attorneys involved with this matter Thomas T. Papain

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Our offices are nationwide. If you have any questions about a case or our firm, please contact us.

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New York, New York 10017
(212) 983-9330
(877) 247-4292
(212) 983-9331

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Los Angeles, California 90067
(424) 256-2884
(424) 256-2885

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3565 Piedmont Road NE Building Four, Suite 380
Atlanta, Georgia 30305
(404) 847-0617
(404) 506-9534

Pennsylvania

1617 JFK Boulevard, Suite 1550
Philadelphia, Pennsylvania 19103
(215) 277-5770
(215) 277-5771

Faruqi & Faruqi office in New York, New York

Faruqi & Faruqi office in Los Angeles, California

Faruqi & Faruqi office in Atlanta, Georgia

Faruqi & Faruqi office in Philadelphia, Pennsylvania