Corporate Governance and Regulatory Compliance


Faruqi & Faruqi, LLP, monitors and reviews federal securities laws, state laws governing business corporations and SEC rules and regulations, including any changes thereto, to ensure that corporations are in compliance with all applicable rules and regulations. Due to the ever-changing legal landscape governing corporate entities, it is imperative that companies are informed about potential compliance issues as soon as possible so that management can take action to resolve the issues and avoid incurring potential fines and/or other relief from various governmental agencies.

As such, it is often necessary for shareholders to inform companies about compliance issues to ensure that management continues to fulfill their fiduciary duties to shareholders and the company.
By monitoring the legal landscape governing corporate entities, the firm is successful in representing shareholders in making pre-suit demands as well as bringing lawsuits against companies and/or directors and officers for failing to comply with applicable laws. These initiatives on behalf of shareholders prevent corporations being subject to significant fines and liability under both federal and state laws.

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JELD-WEN Holding, Inc.

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $50,000 In JELD-WEN Holding, Inc. To Contact The Firm Faruqi & Faruqi, LLP, a leading ...

Attorneys involved with this matter Richard W. Gonnello

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Alpha and Omega Semiconductor Limited (AOSL)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $50,000 Investing In Alpha and Omega Semiconductor Limited To Contact The Firm ...

Attorneys involved with this matter Richard W. Gonnello

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HP Inc. (HPQ)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $100,000 In HP Inc. To Contact The Firm Faruqi & Faruqi, LLP, a leading national ...

Attorneys involved with this matter Richard W. Gonnello

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Anadarko Petroleum Corporation (APC)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $100,000 In Anadarko Petroleum Corporation To Contact The Firm Faruqi & Faruqi, ...

Attorneys involved with this matter Richard W. Gonnello

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Tallgrass Energy, LP (TGE)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the District of Delaware, Case ...

Attorneys involved with this matter James M. Wilson, Jr.

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LogMeIn, Inc. (LOGM)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the District of Delaware, Case ...

Attorneys involved with this matter James M. Wilson, Jr.

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Pattern Energy Group Inc. (PEGI)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Northern District of California, ...

Attorneys involved with this matter James M. Wilson, Jr.

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Fitbit, Inc. (FIT)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Northern District of California, ...

Attorneys involved with this matter James M. Wilson, Jr.

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Faruqi & Faruqi Obtains Final Approval In Kona Beer Settlement On Behalf Of Consumers Valued By The Court At Over $13 Million

On February 6, 2020, Judge Beth Labson Freeman of the United States District Court for the Northern District of California granted final approval of a ...

Attorneys involved with this matter Joshua Nassir, Ben Heikali, Timothy J. Peter

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Faruqi & Faruqi Obtains Final Approval In Asahi Beer Settlement That Confers on Consumers Benefit for $5,000,000

On January 14, 2020, Judge Amy D. Hogue of the Superior Court of California granted final approval of a class-wide settlement in a class action involving ...

Attorneys involved with this matter Joshua Nassir, Ben Heikali, Timothy J. Peter

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Court Appoints Faruqi & Faruqi, LLP Co-Lead Counsel in Securities Fraud Class Action Against Netflix, Inc.

On January 31, 2020, United States District Lucy H. Koh of the United States District Court for the Northern District of California appointed Faruqi & ...

Attorneys involved with this matter Richard W. Gonnello

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Court Appoints Faruqi & Faruqi, LLP Lead Counsel in Securities Class Action Against Sonim Technologies, Inc.

On January 22, 2020, United States District Judge Maxine M. Chesney of the United States District Court for the Northern District of California appointed ...

Attorneys involved with this matter Richard W. Gonnello

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WARREN BUFFETT DISCUSSES CORPORATE GOVERNANCE IN HIS ANNUAL LETTER TO BERKSHIRE HATHAWAY SHAREHOLDERS.

Warren Buffett, the "Oracle of Omaha", issued his annual letter to Berkshire Hathaway shareholders on Saturday, February 22, 2020. While providing information ...

Attorneys involved with this matter Christopher M. Lash

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TECHS URGE SUPREME COURT TO ELIMINATE IP DAMAGES “LOOPHOLE”

Several of the country's largest tech companies expressed their support of Apple's Supreme Court petition challenging a $439 million patent infringement ...

Attorneys involved with this matter David Felderman

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The SEC Aims To Lighten Several Disclosure Obligations In Regulation S-K

On January 30, 2020, the United States Securities and Exchange Commission ("SEC") proposed amendments to Regulation S-K that are intended to modernize, ...

Attorneys involved with this matter Megan Sullivan

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Executive at Generic Drug Manufacturer Indicted on Price-Fixing Charges

A federal grand jury indicted Ara Aprahamian, an executive at Taro Pharmaceutical Industries, for violating the antitrust laws and for lying to FBI investigators. ...

Attorneys involved with this matter Raymond N. Barto

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Finding us

Our Offices


Our offices are nationwide. If you have any questions about a case or our firm, please contact us.

New York

685 Third Avenue 26th Floor
New York, New York 10017
(212) 983-9330
(877) 247-4292
(212) 983-9331

California

10866 Wilshire Boulevard Suite 1470
Los Angeles, California 90024
(424) 256-2884
(424) 256-2885

Delaware

3828 Kennett Pike Suite 201
Wilmington, Delaware 19807
(302) 482-3182
(302) 482-3612

Georgia

3975 Roswell Rd Suite A
Atlanta, Georgia 30342
(404) 847-0617
(404) 506-9534

Pennsylvania

1617 JFK Boulevard, Suite 1550
Philadelphia, Pennsylvania 19103
(215) 277-5770
(215) 277-5771

Faruqi & Faruqi office in New York, New York

Faruqi & Faruqi office in Los Angeles, California

Faruqi & Faruqi office in Wilmington, Delaware

Faruqi & Faruqi office in Atlanta, Georgia

Faruqi & Faruqi office in Philadelphia, Pennsylvania