Corporate Governance and Regulatory Compliance


Faruqi & Faruqi, LLP, monitors and reviews federal securities laws, state laws governing business corporations and SEC rules and regulations, including any changes thereto, to ensure that corporations are in compliance with all applicable rules and regulations. Due to the ever-changing legal landscape governing corporate entities, it is imperative that companies are informed about potential compliance issues as soon as possible so that management can take action to resolve the issues and avoid incurring potential fines and/or other relief from various governmental agencies.

As such, it is often necessary for shareholders to inform companies about compliance issues to ensure that management continues to fulfill their fiduciary duties to shareholders and the company.
By monitoring the legal landscape governing corporate entities, the firm is successful in representing shareholders in making pre-suit demands as well as bringing lawsuits against companies and/or directors and officers for failing to comply with applicable laws. These initiatives on behalf of shareholders prevent corporations being subject to significant fines and liability under both federal and state laws.

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Emergent BioSolutions Inc. (EBS)

Faruqi & Faruqi, LLP is Investigating Emergent BioSolutions (EBS) on Behalf of its Shareholders Faruqi & Faruqi, LLP, a leading minority and Woman-owned ...

Attorneys involved with this matter Christopher M. Lash

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DraftKings Inc. (DKNG)

DRAFTKINGS INVESTOR ALERT Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $50,000 In DraftKings Inc. ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Aterian, Inc. (ATER)

ATERIAN DEADLINE ALERT Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $50,000 In Aterian To Contact ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Peloton Interactive Inc. (PTON)

PELOTON DEADLINE ALERT Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $50,000 In Peloton To Contact ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Varian Medical Systems, Inc. (VAR)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Northern District of California, ...

Attorneys involved with this matter James M. Wilson, Jr.

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Jernigan Capital, Inc. (JCAP)

Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Southern District of New York, Case No. 1:20-cv-07160 ...

Attorneys involved with this matter James M. Wilson, Jr.

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Maxim Integrated Products, Inc. (MXIM)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Southern District of New ...

Attorneys involved with this matter James M. Wilson, Jr.

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Noble Energy, Inc. (NBL)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Southern District of New ...

Attorneys involved with this matter James M. Wilson, Jr.

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Faruqi & Faruqi Scores Big Lead Counsel Win in Folgers Coffee MDL

Chief Judge Beth Phillips, Western District of Missouri, today appointed Faruqi & Faruqi co-lead counsel for the putative class of consumers in the Folgers ...

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FARUQI & FARUQI, LLP, APPOINTED SOLE LEAD COUNSEL TO LEAD TEVA PHARMACEUTICALS SECURITIES LITIGATION

On March 26, 2021, United States District Court Judge Karen Spencer Marston of the United States District Court for the Eastern District of Pennsylvania ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Faruqi & Faruqi, LLP Announces Final Approval of a $2 Million Settlement in Sterrett v. Sonim Techs., Inc.

Faruqi & Faruqi, LLP is pleased to announce that the Court has granted final approval of the settlement in Sterrett v. Sonim Techs., Inc., et al., No. ...

Attorneys involved with this matter Katherine M. Lenahan

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FARUQI TEAM MEMBER CAROLYN MCGUIGAN WINS PRESTIGIOUS NATIONAL TRIAL COMPETITION

We would like to congratulate Faruqi & Faruqi legal intern, and future Associate, Carolyn McGuigan on winning the Region 6 championship of the National ...

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U.S. Department of Labor Issues COVID-19 Safety Standards for Healthcare-Sector Employers

On June 10, 2021, the U.S. Department of Labor ("DOL") issued a long- and highly-anticipated emergency rule setting workplace safety parameters for employers ...

Attorneys involved with this matter Alex Hartzband

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SEC Chair Addresses “Cracks” In Insider Trading Rules

Speaking at the CFO Network Summit on June 7, 2021, SEC Chair Gary Gensler informed the audience about his plans to "freshen up" Rule 10b5-1. Approximately ...

Attorneys involved with this matter Nina Varindani

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GOVERNMENT BACKS SEVENTH CIRCUIT IN COMCAST’S BID FOR SUPREME COURT REVIEW

At the Supreme Court's request, the acting United States Solicitor General has submitted an amicus brief weighing in on Comcast Corp.'s petition for a ...

Attorneys involved with this matter Raymond N. Barto

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Is My Employee Setting Up a Non-Discriminatory Justification for My Termination?

A. The Employment Laws Protect Employees from Discrimination The Federal and New York State, and New York City laws prohibit an employer from discriminating ...

Attorneys involved with this matter Taylor Crabill

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Finding us

Our Offices


Our offices are nationwide. If you have any questions about a case or our firm, please contact us.

New York

685 Third Avenue 26th Floor
New York, New York 10017
(212) 983-9330
(877) 247-4292
(212) 983-9331

California

10866 Wilshire Boulevard Suite 1470
Los Angeles, California 90024
(424) 256-2884
(424) 256-2885

Delaware

3828 Kennett Pike Suite 201
Wilmington, Delaware 19807
(302) 482-3182
(302) 482-3612

Georgia

3975 Roswell Rd Suite A
Atlanta, Georgia 30342
(404) 847-0617
(404) 506-9534

Pennsylvania

1617 JFK Boulevard, Suite 1550
Philadelphia, Pennsylvania 19103
(215) 277-5770
(215) 277-5771

Faruqi & Faruqi office in New York, New York

Faruqi & Faruqi office in Los Angeles, California

Faruqi & Faruqi office in Wilmington, Delaware

Faruqi & Faruqi office in Atlanta, Georgia

Faruqi & Faruqi office in Philadelphia, Pennsylvania