Corporate Governance and Regulatory Compliance


Faruqi & Faruqi, LLP, monitors and reviews federal securities laws, state laws governing business corporations and SEC rules and regulations, including any changes thereto, to ensure that corporations are in compliance with all applicable rules and regulations. Due to the ever-changing legal landscape governing corporate entities, it is imperative that companies are informed about potential compliance issues as soon as possible so that management can take action to resolve the issues and avoid incurring potential fines and/or other relief from various governmental agencies.

As such, it is often necessary for shareholders to inform companies about compliance issues to ensure that management continues to fulfill their fiduciary duties to shareholders and the company.
By monitoring the legal landscape governing corporate entities, the firm is successful in representing shareholders in making pre-suit demands as well as bringing lawsuits against companies and/or directors and officers for failing to comply with applicable laws. These initiatives on behalf of shareholders prevent corporations being subject to significant fines and liability under both federal and state laws.

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Prudential Financial, Inc. (PRU)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $100,000 Investing In Prudential Financial, Inc. To Contact The Firm Faruqi & Faruqi, ...

Attorneys involved with this matter Richard W. Gonnello

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HEXO Corp. (HEXO)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $50,000 In HEXO Corp. To Contact The Firm Faruqi & Faruqi, LLP, a leading national ...

Attorneys involved with this matter Richard W. Gonnello

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The RealReal, Inc. (REAL)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $50,000 In The RealReal, Inc. To Contact The Firm Faruqi & Faruqi, LLP, a leading ...

Attorneys involved with this matter Richard W. Gonnello

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Grubhub Inc. (GRUB)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $50,000 In Grubhub Inc. To Contact The Firm Faruqi & Faruqi, LLP, a leading national ...

Attorneys involved with this matter Richard W. Gonnello

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Presidio, Inc. (PSDO)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Southern District of New ...

Attorneys involved with this matter James M. Wilson, Jr.

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Genomic Health, Inc. (GHDX)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Northern District of California, ...

Attorneys involved with this matter James M. Wilson, Jr.

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Carrizo Oil & Gas, Inc. (CRZO)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Southern District of New ...

Attorneys involved with this matter James M. Wilson, Jr.

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NorthStar Realty Europe Corp. (NRE)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Southern District of New ...

Attorneys involved with this matter James M. Wilson, Jr.

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F&F’s Cassandra Rohme Obtained Jury Verdict for F&F Personal Injury Client

Cassandra Rohme obtained a jury verdict in favor of a client who was injured in a motor vehicle accident. Our client was a passenger in a cab which collided ...

Attorneys involved with this matter Cassandra Rohme

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F&F PI Team Settle Medical Malpractice for $1,285,000 as Trial Commenced

Reza Rezvani and Cassandra Rohme settled a medical malpractice action for $1,285,000 during jury selection. The defendant physician performed a cervical ...

Attorneys involved with this matter Reza Rezvani, Cassandra Rohme

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#monopolyisnotagame: Allergen Agrees to Pay $750 Million to Settle Namenda Antitrust Litigation on Eve of Trial

Faruqi & Faruqi, LLP, co-counsel in In Re Namenda Direct Purchaser Antitrust Litigation, announces $750 million settlement in the action. ...

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Court Appoints Faruqi & Faruqi, LLP Lead Counsel in Securities Class Action Against Ideanomics, Inc.

On October 7, 2019, United States District Judge George B. Daniels of the United States District Court for the Southern District of New York appointed ...

Attorneys involved with this matter Richard W. Gonnello

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Calumet Fined $250,000 for Hasty Earnings Release

On November 25, 2019, Calumet Specialty Products Partners, L.P. ("Calumet") agreed to pay the SEC a $250,000 fine stemming from material misstatements ...

Attorneys involved with this matter Michael Van Gorder

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$26 Million Dollar Settlement to California McDonald’s Employees for Wage Theft

On November 22, 2019, McDonald's agreed to pay $26 million to a class of California employees for various wage violations. The settlement provides relief ...

Attorneys involved with this matter Patrick J. Collopy

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While Generic Drug Approvals Hit Record Highs, Brand-Name Drugmaker Shenanigans Still Keep Them Off The Market

The Wall Street Journal recently reported that although FDA approvals for generic drugs have reached "record numbers" in recent years, many of these less ...

Attorneys involved with this matter David Calvello

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House Passes Bill to Extend Statute of Limitations for SEC Disgorgement Claims

The U.S. House of Representatives passed the Investor Protection and Capital Markets Fairness Act that expressly authorizes the Securities and Exchange ...

Attorneys involved with this matter James M. Wilson, Jr.

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Finding us

Our Offices


Our offices are nationwide. If you have any questions about a case or our firm, please contact us.

New York

685 Third Avenue 26th Floor
New York, New York 10017
(212) 983-9330
(877) 247-4292
(212) 983-9331

California

10866 Wilshire Boulevard Suite 1470
Los Angeles, California 90024
(424) 256-2884
(424) 256-2885

Delaware

3828 Kennett Pike Suite 201
Wilmington, Delaware 19807
(302) 482-3182
(302) 482-3612

Georgia

3975 Roswell Rd Suite A
Atlanta, Georgia 30342
(404) 847-0617
(404) 506-9534

Pennsylvania

1617 JFK Boulevard, Suite 1550
Philadelphia, Pennsylvania 19103
(215) 277-5770
(215) 277-5771

Faruqi & Faruqi office in New York, New York

Faruqi & Faruqi office in Los Angeles, California

Faruqi & Faruqi office in Wilmington, Delaware

Faruqi & Faruqi office in Atlanta, Georgia

Faruqi & Faruqi office in Philadelphia, Pennsylvania