Corporate Governance and Regulatory Compliance


Faruqi & Faruqi, LLP, monitors and reviews federal securities laws, state laws governing business corporations and SEC rules and regulations, including any changes thereto, to ensure that corporations are in compliance with all applicable rules and regulations. Due to the ever-changing legal landscape governing corporate entities, it is imperative that companies are informed about potential compliance issues as soon as possible so that management can take action to resolve the issues and avoid incurring potential fines and/or other relief from various governmental agencies.

As such, it is often necessary for shareholders to inform companies about compliance issues to ensure that management continues to fulfill their fiduciary duties to shareholders and the company.
By monitoring the legal landscape governing corporate entities, the firm is successful in representing shareholders in making pre-suit demands as well as bringing lawsuits against companies and/or directors and officers for failing to comply with applicable laws. These initiatives on behalf of shareholders prevent corporations being subject to significant fines and liability under both federal and state laws.

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Sonim Technologies, Inc. (SONM)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $50,000 Investing In Sonim Technologies, Inc. To Contact The Firm Faruqi & Faruqi, ...

Attorneys involved with this matter Richard W. Gonnello

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Match Group, Inc. (MTCH)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $100,000 Investing In Match Group, Inc. To Contact The Firm Faruqi & Faruqi, LLP, ...

Attorneys involved with this matter Richard W. Gonnello

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Dropbox, Inc. (DBX)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $100,000 Investing In Dropbox, Inc. To Contact The Firm Faruqi & Faruqi, LLP, a ...

Attorneys involved with this matter Richard W. Gonnello

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Uber Technologies, Inc. (UBER)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $100,000 Investing In Uber Technologies, Inc. To Contact The Firm Faruqi & Faruqi, ...

Attorneys involved with this matter Richard W. Gonnello

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Presidio, Inc. (PSDO)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Southern District of New ...

Attorneys involved with this matter James M. Wilson, Jr.

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Genomic Health, Inc. (GHDX)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Northern District of California, ...

Attorneys involved with this matter James M. Wilson, Jr.

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Carrizo Oil & Gas, Inc. (CRZO)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Southern District of New ...

Attorneys involved with this matter James M. Wilson, Jr.

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NorthStar Realty Europe Corp. (NRE)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Southern District of New ...

Attorneys involved with this matter James M. Wilson, Jr.

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Court Appoints Faruqi & Faruqi, LLP Lead Counsel in Securities Class Action Against Ideanomics, Inc.

On October 7, 2019, United States District Judge George B. Daniels of the United States District Court for the Southern District of New York appointed ...

Attorneys involved with this matter Richard W. Gonnello

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Faruqi & Faruqi, LLP Announces Final Approval of $6.75 Million Settlement in GoPro, Inc., Securities Litigation

Faruqi & Faruqi, LLP, sole lead counsel, is pleased to announce that the Court has granted final approval of the settlement reached in Larkin v. GoPro, ...

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Innessa Huot Quoted in the New York Post

Attorney Innessa Huot was quoted in the New York Post regarding her representation of plaintiffs in Mardice v. Ebony Media Operations, LLC et al., 1:19-cv-08910-VSB, ...

Attorneys involved with this matter Innessa M. Huot

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Wage & Hour Practice Featured in the Chicago Tribune

The Chicago Tribune reported on Mardice v. Ebony Media Operations, LLC et al., 1:19-cv-08910-VSB, (S.D.N.Y. filed Sept. 25, 2019). Plaintiffs have filed ...

Attorneys involved with this matter Innessa M. Huot

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Appellate Court Allows Sexual Abuse Claims against USA Taekwondo to Proceed

A state appeals court reversed a California Superior Court's decision to dismiss defendant USA Taekwondo from a case alleging that the organization was ...

Attorneys involved with this matter Reza Rezvani

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Sex Trafficking Victim’s Suit Against Major Hoteliers Survives Dismissal

A federal court has denied a bid by six hotel operators to dismiss a suit brought by a sex trafficking victim who was exploited at their hotels. The plaintiff's ...

Attorneys involved with this matter Reza Rezvani

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Financial Stability Board To Scrutinize Stablecoins at the G20’s Request

According to Law360, the G20 nations have requested that the Financial Stability Board ("FSB"), an international body that monitors and makes recommendations ...

Attorneys involved with this matter Katherine M. Lenahan

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New York State Law Now Protects Victims of Revenge Porn

On September 21, 2019, New York's "revenge porn" laws took effect. Revenge porn which is also called "image-based sexual abuse" and sometimes "sexploitation," ...

Attorneys involved with this matter Cassandra Rohme

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Finding us

Our Offices


Our offices are nationwide. If you have any questions about a case or our firm, please contact us.

New York

685 Third Avenue 26th Floor
New York, New York 10017
(212) 983-9330
(877) 247-4292
(212) 983-9331

California

10866 Wilshire Boulevard Suite 1470
Los Angeles, California 90024
(424) 256-2884
(424) 256-2885

Delaware

3828 Kennett Pike Suite 201
Wilmington, Delaware 19807
(302) 482-3182
(302) 482-3612

Georgia

3975 Roswell Rd Suite A
Atlanta, Georgia 30342
(404) 847-0617
(404) 506-9534

Pennsylvania

1617 JFK Boulevard, Suite 1550
Philadelphia, Pennsylvania 19103
(215) 277-5770
(215) 277-5771

Faruqi & Faruqi office in New York, New York

Faruqi & Faruqi office in Los Angeles, California

Faruqi & Faruqi office in Wilmington, Delaware

Faruqi & Faruqi office in Atlanta, Georgia

Faruqi & Faruqi office in Philadelphia, Pennsylvania