Corporate Governance and Regulatory Compliance


Faruqi & Faruqi, LLP, monitors and reviews federal securities laws, state laws governing business corporations and SEC rules and regulations, including any changes thereto, to ensure that corporations are in compliance with all applicable rules and regulations. Due to the ever-changing legal landscape governing corporate entities, it is imperative that companies are informed about potential compliance issues as soon as possible so that management can take action to resolve the issues and avoid incurring potential fines and/or other relief from various governmental agencies.

As such, it is often necessary for shareholders to inform companies about compliance issues to ensure that management continues to fulfill their fiduciary duties to shareholders and the company.
By monitoring the legal landscape governing corporate entities, the firm is successful in representing shareholders in making pre-suit demands as well as bringing lawsuits against companies and/or directors and officers for failing to comply with applicable laws. These initiatives on behalf of shareholders prevent corporations being subject to significant fines and liability under both federal and state laws.

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Frequency Therapeutics, Inc. (FREQ)

Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $50,000 In Frequency Therapeutics To Contact Him Directly ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Athira Pharma, Inc. (ATHA)

Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $50,000 In Athira To Contact Him Directly To Discuss ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Emergent BioSolutions Inc. (EBS)

Faruqi & Faruqi, LLP is Investigating Emergent BioSolutions (EBS) on Behalf of its Shareholders Faruqi & Faruqi, LLP, a leading minority and Woman-owned ...

Attorneys involved with this matter Christopher M. Lash

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DraftKings Inc. (DKNG)

Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $50,000 In DraftKings To Contact Him Directly To Discuss ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Halman Aldubi Provident and Pension Funds Ltd. v. Teva Pharmaceutical Industries Limited et al, No. 20-cv-04660

In the Teva Pharmaceutical Industries securities case, Faruqi & Faruqi, LLP was appointed sole lead counsel. The lawsuit focuses on whether the Company ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Varian Medical Systems, Inc. (VAR)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Northern District of California, ...

Attorneys involved with this matter James M. Wilson, Jr.

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Jernigan Capital, Inc. (JCAP)

Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Southern District of New York, Case No. 1:20-cv-07160 ...

Attorneys involved with this matter James M. Wilson, Jr.

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Maxim Integrated Products, Inc. (MXIM)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Southern District of New ...

Attorneys involved with this matter James M. Wilson, Jr.

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F&F Defeats Motion To Dismiss In Emergen-C Case

On July 1, 2021 Faruqi & Faruqi, LLP scored a major victory in a lawsuit against Alacer Corp., the company that owns the popular immune support brand Emergen-C. ...

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Court Grants Collective Certification in the Mercado Action

Judge Analisa Torres of the United States District Court for the Southern District of New York ordered conditional certification of a collective action ...

Attorneys involved with this matter Innessa M. Huot

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Faruqi & Faruqi Scores Big Lead Counsel Win in Folgers Coffee MDL

Chief Judge Beth Phillips, Western District of Missouri, today appointed Faruqi & Faruqi co-lead counsel for the putative class of consumers in the Folgers ...

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FARUQI & FARUQI, LLP, APPOINTED SOLE LEAD COUNSEL TO LEAD TEVA PHARMACEUTICALS SECURITIES LITIGATION

On March 26, 2021, United States District Court Judge Karen Spencer Marston of the United States District Court for the Eastern District of Pennsylvania ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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SEC Settles Charges against First American Financial Corporation over Cybersecurity Vulnerability

On June 15, 2021, the SEC settled its charges against First American Financial Corporation ("First American"), a real estate company, in the amount of ...

Attorneys involved with this matter Thomas T. Papain

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Sexual Harassment Likely to Increase as Employees Return to the Office

In 2020, as the Coronavirus pandemic forced millions of employees to work remotely, the number of charges filed with Equal Employment Opportunity Commission ...

Attorneys involved with this matter Taylor Crabill

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Biden White House Issues Sweeping Executive Order to Boost Competition and Increase Workers’ Pay

After months of being prematurely heralded as a "modern F.D.R.," President Joe Biden recently took a significant step toward beginning to justify the lofty ...

Attorneys involved with this matter Alex Hartzband

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Supreme Court to Decide Whether PSLRA Discovery Stay Applies to State Securities Cases Under the Securities Act of 1933

Under the Private Securities Litigation Reform Act of 1995 ("PSLRA"), all discovery in a Federal securities lawsuit is put on hold while the court decides ...

Attorneys involved with this matter Daniel Weiss

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Our Offices


Our offices are nationwide. If you have any questions about a case or our firm, please contact us.

New York

685 Third Avenue 26th Floor
New York, New York 10017
(212) 983-9330
(877) 247-4292
(212) 983-9331

California

10866 Wilshire Boulevard Suite 1470
Los Angeles, California 90024
(424) 256-2884
(424) 256-2885

Delaware

3828 Kennett Pike Suite 201
Wilmington, Delaware 19807
(302) 482-3182
(302) 482-3612

Georgia

3975 Roswell Rd Suite A
Atlanta, Georgia 30342
(404) 847-0617
(404) 506-9534

Pennsylvania

1617 JFK Boulevard, Suite 1550
Philadelphia, Pennsylvania 19103
(215) 277-5770
(215) 277-5771

Faruqi & Faruqi office in New York, New York

Faruqi & Faruqi office in Los Angeles, California

Faruqi & Faruqi office in Wilmington, Delaware

Faruqi & Faruqi office in Atlanta, Georgia

Faruqi & Faruqi office in Philadelphia, Pennsylvania