Corporate Governance and Regulatory Compliance


Faruqi & Faruqi, LLP, monitors and reviews federal securities laws, state laws governing business corporations and SEC rules and regulations, including any changes thereto, to ensure that corporations are in compliance with all applicable rules and regulations. Due to the ever-changing legal landscape governing corporate entities, it is imperative that companies are informed about potential compliance issues as soon as possible so that management can take action to resolve the issues and avoid incurring potential fines and/or other relief from various governmental agencies.

As such, it is often necessary for shareholders to inform companies about compliance issues to ensure that management continues to fulfill their fiduciary duties to shareholders and the company.
By monitoring the legal landscape governing corporate entities, the firm is successful in representing shareholders in making pre-suit demands as well as bringing lawsuits against companies and/or directors and officers for failing to comply with applicable laws. These initiatives on behalf of shareholders prevent corporations being subject to significant fines and liability under both federal and state laws.

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NetApp, Inc. (NTAP)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $50,000 In NetApp, Inc. To Contact The Firm Faruqi & Faruqi, LLP, a leading national ...

Attorneys involved with this matter Richard W. Gonnello

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Pluralsight, Inc. (PS)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $50,000 Investing In Pluralsight, Inc. To Contact The Firm Faruqi & Faruqi, LLP, ...

Attorneys involved with this matter Richard W. Gonnello

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Granite Construction Incorporated (GVA)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $50,000 In Granite Construction Incorporated To Contact The Firm Faruqi & Faruqi, ...

Attorneys involved with this matter Richard W. Gonnello

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Evolent Health, Inc. (EVH)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $100,000 In Evolent Health, Inc. To Contact The Firm Faruqi & Faruqi, LLP, a leading ...

Attorneys involved with this matter Richard W. Gonnello

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Raytheon Company (RTN)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the District of Delaware, Case ...

Attorneys involved with this matter James M. Wilson, Jr.

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Total System Services, Inc. (TSS)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Middle District of Georgia, ...

Attorneys involved with this matter James M. Wilson, Jr.

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Buckeye Partners, L.P. (BPL)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the District of Delaware, Case ...

Attorneys involved with this matter James M. Wilson, Jr.

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Aquantia Corp. (AQ)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Northern District of California, ...

Attorneys involved with this matter James M. Wilson, Jr.

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Faruqi & Faruqi Appointed Interim Co-Lead Counsel In Hudson’s Bay Data Breach Action

On August 2, 2019, Timothy J. Peter of Faruqi & Faruqi, LLP was appointed Interim Co-Lead Counsel in the consolidated consumer class actions against Hudson's ...

Attorneys involved with this matter Timothy J. Peter

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Court Appoints Faruqi & Faruqi, LLP Lead Counsel in Securities Class Action Against Revolution Lighting Technologies, Inc.

On July 29, 2019, United States District Judge J. Paul Oetken of the United States District Court for the Southern District of New York appointed Faruqi ...

Attorneys involved with this matter Richard W. Gonnello

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Federal Court Appoints Faruqi & Faruqi as Co-Lead Counsel in Antitrust Class Action Regarding Birth Control Pill Loestrin 24 Fe

Chief Judge William E. Smith of the United States District Court for the District of Rhode Island has appointed Faruqi & Faruqi to serve as Co-Lead Counsel ...

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Faruqi & Faruqi, LLP Welcomes Reza Rezvani

Faruqi & Faruqi, LLP announces that Reza Rezvani has joined the firm in its New York office. Mr. Rezvani joins the firm as a Partner. "We are very excited ...

Attorneys involved with this matter Lubna M. Faruqi

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Lost Cryptocurrency Value Reportedly Surpassed $4.26B Globally in 2019

On Tuesday, August 13, 2019, the cryptocurrency intelligence firm CipherTrace released its Q2 2019 Cryptocurrency Anti-Money Laundering Report, which analyzes ...

Attorneys involved with this matter Katherine M. Lenahan

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Capital One Data Breach Exposes Sensitive Data of Over 100m Americans

On July 29, 2019, Capital One announced the theft of over 100 million of its customers' private information, including social security and bank account ...

Attorneys involved with this matter Joshua Nassir

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SEC Proposes Amendments to Financial Disclosure Rules for Acquired and Disposed Businesses

On May 3, 2019, the Securities and Exchange Commission ("SEC") released newly proposed amendments to the financial disclosure requirements for acquired ...

Attorneys involved with this matter Maxwell Michael

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Connecticut Denies Violating Protective Order in Generic Drug Price-Fixing Case

Connecticut's Attorney General recently opposed a motion from Heritage Pharmaceuticals that claims that it violated the protective order in a price-fixing ...

Attorneys involved with this matter Kristyn Fields

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Finding us

Our Offices


Our offices are nationwide. If you have any questions about a case or our firm, please contact us.

New York

685 Third Avenue 26th Floor
New York, New York 10017
(212) 983-9330
(877) 247-4292
(212) 983-9331

California

10866 Wilshire Boulevard Suite 1470
Los Angeles, California 90024
(424) 256-2884
(424) 256-2885

Delaware

3828 Kennett Pike Suite 201
Wilmington, Delaware 19807
(302) 482-3182
(302) 482-3612

Georgia

3975 Roswell Rd Suite A
Atlanta, Georgia 30342
(404) 847-0617
(404) 506-9534

Pennsylvania

1617 JFK Boulevard, Suite 1550
Philadelphia, Pennsylvania 19103
(215) 277-5770
(215) 277-5771

Faruqi & Faruqi office in New York, New York

Faruqi & Faruqi office in Los Angeles, California

Faruqi & Faruqi office in Wilmington, Delaware

Faruqi & Faruqi office in Atlanta, Georgia

Faruqi & Faruqi office in Philadelphia, Pennsylvania