Corporate Governance and Regulatory Compliance


Faruqi & Faruqi, LLP, monitors and reviews federal securities laws, state laws governing business corporations and SEC rules and regulations, including any changes thereto, to ensure that corporations are in compliance with all applicable rules and regulations. Due to the ever-changing legal landscape governing corporate entities, it is imperative that companies are informed about potential compliance issues as soon as possible so that management can take action to resolve the issues and avoid incurring potential fines and/or other relief from various governmental agencies.

As such, it is often necessary for shareholders to inform companies about compliance issues to ensure that management continues to fulfill their fiduciary duties to shareholders and the company.
By monitoring the legal landscape governing corporate entities, the firm is successful in representing shareholders in making pre-suit demands as well as bringing lawsuits against companies and/or directors and officers for failing to comply with applicable laws. These initiatives on behalf of shareholders prevent corporations being subject to significant fines and liability under both federal and state laws.

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Paysign, Inc. (PAYS)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $50,000 In Paysign, Inc. To Contact The Firm Faruqi & Faruqi, LLP, a leading national ...

Attorneys involved with this matter Richard W. Gonnello

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AnaptysBio, Inc. (ANAB)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $50,000 In AnaptysBio, Inc. To Contact The Firm Faruqi & Faruqi, LLP, a leading ...

Attorneys involved with this matter Richard W. Gonnello

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HF Foods Group Inc. (HFFG)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $50,000 In HF Foods Group Inc. To Contact The Firm Faruqi & Faruqi, LLP, a leading ...

Attorneys involved with this matter Richard W. Gonnello

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Exela Technologies, Inc. (XELA)

Faruqi & Faruqi, LLP Encourages Investors Who Suffered Losses Exceeding $50,000 In Exela Technologies, Inc. To Contact The Firm Faruqi & Faruqi, LLP, a ...

Attorneys involved with this matter Richard W. Gonnello

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Telaria, Inc. (TLRA)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Southern District of New ...

Attorneys involved with this matter James M. Wilson, Jr.

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Hexcel Corporation (HXL)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the Southern District of New ...

Attorneys involved with this matter James M. Wilson, Jr.

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Luxury Retail Employees “No-Poach” Antitrust Litigation

Faruqi & Faruqi, LLP and The Joseph Saveri Law Firm have filed an antitrust class action complaint in the Federal Court of the Eastern District of New ...

Attorneys involved with this matter Innessa M. Huot

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Tallgrass Energy, LP (TGE)

Notice is hereby given that Faruqi & Faruqi, LLP has filed a class action lawsuit in the United States District Court for the District of Delaware, Case ...

Attorneys involved with this matter James M. Wilson, Jr.

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How the Coronavirus may affect your personal injury case

There is no doubt that our "new normal" is rapidly changing. In an effort to keep all New Yorkers safe, there have been a series of orders issued by the ...

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Workers’ Guide to COVID-19

WORKERS' GUIDE TO COVID-19 The outbreak of the novel coronavirus, or COVID-19, continues to create unforeseen employment issues for millions of Americans. ...

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Faruqi & Faruqi Reaches Settlement on Behalf of Investors of Revolution Lighting Technologies, Inc.

Faruqi & Faruqi, LLP, Lead Counsel, is pleased to announce that Lead Plaintiff, on behalf of himself and the proposed class, reached a settlement with ...

Attorneys involved with this matter Richard W. Gonnello

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US Securities Regulators Issue Warnings To Investors Regarding COVID-19 Fraud

As the negative financial effects of COVID-19 have spread across the nation, the Securities and Exchange Commission ("SEC"), the Commodity Futures Trading ...

Attorneys involved with this matter Megan Sullivan

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Coronavirus Disclosure Issues: SEC Issues New Disclosure Guidelines

On March 25, 2020, the U.S. Securities and Exchange Commission's ("SEC") Division of Corporation Finance issued unofficial disclosure guidelines for publicly ...

Attorneys involved with this matter James M. Wilson, Jr.

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Promising COVID-19 Treatment: Gilead Will Not Seek Orphan Drug Status

Gilead Sciences Inc. is investigating the potential of remdesivir, a medicine it has been studying for years as part of its research in antivirals, as ...

Attorneys involved with this matter Kristyn Fields

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Bloomberg Campaign Reneges on Employment Promises to Staffers

Former campaign staffers recently filed multiple lawsuits against billionaire Michael Bloomberg's presidential campaign for owed wages. The staffers argue ...

Attorneys involved with this matter Patrick J. Collopy

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Generic Price-Fixing Securities actions against Teva are consolidated

Over the objections of several shareholder plaintiffs, a Connecticut federal judge ruled that nearly two dozen securities lawsuits accusing Teva Pharmaceutical ...

Attorneys involved with this matter David Felderman

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Finding us

Our Offices


Our offices are nationwide. If you have any questions about a case or our firm, please contact us.

New York

685 Third Avenue 26th Floor
New York, New York 10017
(212) 983-9330
(877) 247-4292
(212) 983-9331

California

10866 Wilshire Boulevard Suite 1470
Los Angeles, California 90024
(424) 256-2884
(424) 256-2885

Delaware

3828 Kennett Pike Suite 201
Wilmington, Delaware 19807
(302) 482-3182
(302) 482-3612

Georgia

3975 Roswell Rd Suite A
Atlanta, Georgia 30342
(404) 847-0617
(404) 506-9534

Pennsylvania

1617 JFK Boulevard, Suite 1550
Philadelphia, Pennsylvania 19103
(215) 277-5770
(215) 277-5771

Faruqi & Faruqi office in New York, New York

Faruqi & Faruqi office in Los Angeles, California

Faruqi & Faruqi office in Wilmington, Delaware

Faruqi & Faruqi office in Atlanta, Georgia

Faruqi & Faruqi office in Philadelphia, Pennsylvania