Corporate Governance and Regulatory Compliance


Faruqi & Faruqi, LLP, monitors and reviews federal securities laws, state laws governing business corporations and SEC rules and regulations, including any changes thereto, to ensure that corporations are in compliance with all applicable rules and regulations. Due to the ever-changing legal landscape governing corporate entities, it is imperative that companies are informed about potential compliance issues as soon as possible so that management can take action to resolve the issues and avoid incurring potential fines and/or other relief from various governmental agencies.

As such, it is often necessary for shareholders to inform companies about compliance issues to ensure that management continues to fulfill their fiduciary duties to shareholders and the company.
By monitoring the legal landscape governing corporate entities, the firm is successful in representing shareholders in making pre-suit demands as well as bringing lawsuits against companies and/or directors and officers for failing to comply with applicable laws. These initiatives on behalf of shareholders prevent corporations being subject to significant fines and liability under both federal and state laws.

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Eos Energy Enterprises, Inc.

Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses In Eos Energy To Contact Him Directly To Discuss Their Options ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Archer Aviation Inc.

Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $100,000 In Archer To Contact Him Directly To Discuss ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Lordstown Motors Corp.

Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $100,000 In Lordstown To Contact Him Directly To Discuss ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Enviva Inc.

Securities Litigation Partner James (Josh) Wilson Encourages Investors Who Suffered Losses Exceeding $100,000 In Enviva To Contact Him Directly To Discuss ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Lumen Technologies, Inc.

On May 25, 2023, United States Magistrate Judge Kayla D. McClusky of the Western District of Louisiana appointed Faruqi & Faruqi, LLP as co-lead counsel ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Maintainers & Custodians lawsuit against MTA & TBTA

Faruqi & Faruqi, LLP filed a Collective Action Lawsuit against the Metropolitan Transportation Authority and the Triborough Bridge & Tunnel Authority ("Defendants") ...

Attorneys involved with this matter Innessa M. Huot

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Paid Detail Lawsuit against NYPD and Vendors for Late Payment of Wages

Faruqi & Faruqi, LLP filed a Class and Collective Action Lawsuit against the NYPD as well as Duane Reade, Bloomberg, B&H Foto, IHOP and other Vendors, ...

Attorneys involved with this matter Innessa M. Huot

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Ruderman v. Prakhin

Faruqi & Faruqi, LLP filed a lawsuit on behalf of prominent personal injury attorney Yelena Ruderman against her former employer Yuriy Prakhin and the ...

Attorneys involved with this matter Innessa M. Huot

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Faruqi & Faruqi's Own Taylor J. Crabill Cited in Law360 Employment Authority

Faruqi & Faruqi attorney Taylor J Crabil was recently cited in a law360 article titled "5 Things To Know About Retaliation In Employment Law," by Jon Steingart. ...

Attorneys involved with this matter Taylor J. Crabill

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Faruqi & Faruqi Appointed Sole Lead Counsel to Represent Shareholders in the Luminar Technologies, Inc. Securities Class Action

On August 29, 2023, United States District Judge Paul G. Byron of the Middle District of Florida appointed Faruqi & Faruqi, LLP, as sole lead counsel in ...

Attorneys involved with this matter Robert W. Killorin, James M. Wilson, Jr.

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Faruqi & Faruqi, LLP, As Co-Lead Counsel, Secures Revival Of Synergy Pharmaceuticals Investors’ Suit At Second Circuit

On Monday, August 28, 2023, the Second Circuit Court of Appeals revived certain securities fraud claims previously dismissed in In re Synergy Pharmaceuticals, ...

Attorneys involved with this matter Katherine M. Lenahan

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Faruqi & Faruqi's Own Thomas Papain Cited in Forbes

Faruqi & Faruqi attorney Thomas Papain was recently cited in a Forbes article titled "How The SEC's Charge That Cryptos Are Securities Could Face An Uphill ...

Attorneys involved with this matter Thomas T. Papain

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New York Enacts New Criminal Penalties for Wage Theft

Despite a range of civil penalties in New York, employers continue to engage in widespread wage theft of employee's earned wages amounting to, according ...

Attorneys involved with this matter Shawn R. Clark

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NLRB Issues Decision Clarifying Employee-Employer Test

In June 2023, the National Labor Relations Board (the "Board") issued a decision clarifying the test used to determine whether a worker is an employee ...

Attorneys involved with this matter Taylor Crabill

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The Rush to Wield Ripple Labs: Coinbase’s Argument that their Digital Tokens are Not Securities

The SEC continues to push its position that certain digital assets should be treated as securities that are subject to SEC rules and regulations. The inquiry ...

Attorneys involved with this matter Thomas T. Papain

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Second Circuit Holds Whether Employer Knows Employee Is Not Being Paid Is Irrelevant To FLSA Liability

On August 25, 2023, the U.S. Court of Appeals for the Second Circuit held that whether an employer knows an employee is not being paid is irrelevant to ...

Attorneys involved with this matter Shawn R. Clark

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Our Offices


Our offices are nationwide. If you have any questions about a case or our firm, please contact us.

New York

685 Third Avenue 26th Floor
New York, New York 10017
(212) 983-9330
(877) 247-4292
(212) 983-9331

California

1901 Avenue of the Stars Suite 1060
Los Angeles, California 90067
(424) 256-2884
(424) 256-2885

Georgia

3565 Piedmont Road NE Building Four, Suite 380
Atlanta, Georgia 30305
(404) 847-0617
(404) 506-9534

Pennsylvania

1617 JFK Boulevard, Suite 1550
Philadelphia, Pennsylvania 19103
(215) 277-5770
(215) 277-5771

Faruqi & Faruqi office in New York, New York

Faruqi & Faruqi office in Los Angeles, California

Faruqi & Faruqi office in Atlanta, Georgia

Faruqi & Faruqi office in Philadelphia, Pennsylvania