At Faruqi & Faruqi, we pride ourselves on putting the client first. We strive to provide exceptional clients services. Three areas where we excel in are Portfolio Monitoring to public pension plan and institutional investor clients, Corporate Governance and Regulatory Compliance on behalf of shareholders of publicly traded companies and Case Evaluation of prospective cases.
Portfolio Monitoring
F&F provides, at no cost, the following services to our public pension plan and institutional investor clients:
F&F provides, at no cost, the following services to our public pension plan and institutional investor clients:
F&F employs state-of-the-art strategies, forensic accountants and investigators to determine the cause of the decline in value of our clients’ investments.
For more information regarding this service, please contact Lubna M. Faruqi or Robert Killorin at (212) 983-9330.
Corporate Governance and Regulatory Compliance
Faruqi & Faruqi, LLP, monitors and reviews federal securities laws, state laws governing business corporations and SEC rules and regulations, including any changes thereto, to ensure that corporations are in compliance with all applicable rules and regulations. Due to the ever-changing legal landscape governing corporate entities, it is imperative that companies are informed about potential compliance issues as soon as possible so that management can take action to resolve the issues and avoid incurring potential fines and/or other relief from various governmental agencies.
As such, it is often necessary for shareholders to inform companies about compliance issues to ensure that management continues to fulfill their fiduciary duties to shareholders and the company.
By monitoring the legal landscape governing corporate entities, the firm is successful in representing shareholders in making pre-suit demands as well as bringing lawsuits against companies and/or directors and officers for failing to comply with applicable laws. These initiatives on behalf of shareholders prevent corporations being subject to significant fines and liability under both federal and state laws.
Case Evaluation
Faruqi & Faruqi attorneys direct all aspects of evaluating whether a client has a case. This evaluation is done with the assistance of in-house analysts. Once it is determined that a case has merit, our legal team, with the assistance of in-house damage analysts, reviews all transactions undertaken by the client and then provides a summary of the review to the client.